Securities
Few areas of the law are as complex and intricate as the state and federal laws that govern securities. Understanding the registration, reporting, and myriad compliance obligations that permeate the securities industry can be a daunting task. Even attorneys well-versed in other areas may lack the background and experience necessary to navigate this landscape effectively. It can be equally challenging to find securities attorneys who can provide exceptional securities counsel while offering personal, attentive, and responsive service at a reasonable price.
At FitzGerald Kreditor Bolduc Risbrough LLP, our experienced securities attorneys provide meticulous and personal guidance on reporting and compliance requirements. We expertly prepare offering documents, conduct exhaustive due diligence, and provide comprehensive assistance on all matters related to securities law. Our client representation extends to broker-dealers and investment banks, encompassing advising on compliance with FINRA rules and legal representation in both private and public offerings. Our commitment is not only to offer expert legal counsel but to provide the level of attentiveness and responsiveness that sets us apart.
Securities Services
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Our corporate and securities attorneys have experience in all areas of public and private securities law. Presently, we represent a multitude of public companies, alongside private companies engaged in capital-raising through ventures in venture capital transactions and private offerings.
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We provide routine advisory and counseling services to public companies, ensuring their adherence to compliance obligations outlined within the Securities Act of 1933 and the Securities Exchange Act of 1934.
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FitzGerald Kreditor Bolduc Risbrough LLP represents a wide range of individuals and financial services firms engaged in securities brokerage, investment banking, and investment advisory services.
Our comprehensive guidance covers all areas of operations, including formation, business development, compliance, corporate finance, and securities litigation. Frequently, we assume the role of underwriter's counsel in public offerings and fulfill the role of managing dealer or placement agent counsel in private offerings. Our attorneys provide invaluable counsel to investment bankers in mergers, acquisitions, and investments.